Monitoring and analysing of relevant regulatory developments and setting up implementation concepts
First contact person for corporate counsel tasks (CO, GDPR, Real Estate, Trademark, Employment)
Responsible for the Internal Control System and eventually support the risk management function
Develop, maintain and review of delegated legal documents (policies, procedures, agreements, disclaimers)
Participation in various projects (new products, new cross border markets, requests from BoD)
Preparation and execution of compliance trainings for employees
Preparation and follow up of internal and external audits
Profile
Master University degree in law, compliance, ecomomics or banking/finance
Additional compliance related qualifications a strong asset (CAS, Fund Academy etc.)
At least 5 years of experience in an asset management compliance role e.g. as in-house-counsel, compliance professional or as senior consultant in law or Big 4 company
Excellent knowledge of Swiss (CISA, FISA, FINIA) and European (AIFMD, MiFID II) fund regulations
Literacy in Swiss and European AML standards enabling to prepare MLRO approval
Experience in other, finance related regulations like FATCA, AEoI, cross border, GDPR
FINMA and/or CSSF authorisations as Conducting Officer/RR/RC a strong asset
Team player with a strong ability to work independently
Adaptability and flexibility together with a strong sense for priorities and stress resistance
Fluency in German, French and English
We offer
Attractive and performance-oriented compensation package
State-of-the-art working environment in our multilingual and dynamic offices in Ouest Lausanne
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